HCBA CLE Private Securities Offerings: What You Need to Know

Brief Description:  We will discuss the most important federal and state laws applicable to exempt private securities offerings.  We will provide an overview of the basic federal and state regulatory frameworks for private offerings like Section 4(a)(2) and Rules 506(b) and (c) under Regulation D, Section 4(a)(6) and, to a lesser extent, Rule 504, as well as the federal preemptions for Covered Securities and the limitations of the CT limited offering exemption. There will be a brief discussion of the pros and cons of Regulation CF (crowdfunding) offerings and the pitfalls of an offshore offering under Regulation S. 
Learning objectives: Understanding the practical aspects of planning for an exempt private offering, focusing on the most commonly used federal and state exemptions and the related filing requirements. 
This is a Zoom presentation.